fix(agent): make tool loop guardrails warning-first

This commit is contained in:
Mind-Dragon
2026-04-27 17:01:30 +02:00
committed by Teknium
parent 58b89965c8
commit 0704589ceb
6 changed files with 326 additions and 31 deletions

View File

@@ -32,9 +32,69 @@ def test_tool_call_signature_hashes_canonical_nested_unicode_args_without_exposi
assert "" not in json.dumps(metadata)
def test_repeated_identical_failed_call_warns_then_blocks_before_third_execution():
def test_default_config_is_soft_warning_only_with_hard_stop_disabled():
cfg = ToolCallGuardrailConfig()
assert cfg.warnings_enabled is True
assert cfg.hard_stop_enabled is False
assert cfg.exact_failure_warn_after == 2
assert cfg.same_tool_failure_warn_after == 3
assert cfg.no_progress_warn_after == 2
assert cfg.exact_failure_block_after == 5
assert cfg.same_tool_failure_halt_after == 8
assert cfg.no_progress_block_after == 5
def test_config_parses_nested_warn_and_hard_stop_thresholds():
cfg = ToolCallGuardrailConfig.from_mapping(
{
"warnings_enabled": False,
"hard_stop_enabled": True,
"warn_after": {
"exact_failure": 3,
"same_tool_failure": 4,
"idempotent_no_progress": 5,
},
"hard_stop_after": {
"exact_failure": 6,
"same_tool_failure": 7,
"idempotent_no_progress": 8,
},
}
)
assert cfg.warnings_enabled is False
assert cfg.hard_stop_enabled is True
assert cfg.exact_failure_warn_after == 3
assert cfg.same_tool_failure_warn_after == 4
assert cfg.no_progress_warn_after == 5
assert cfg.exact_failure_block_after == 6
assert cfg.same_tool_failure_halt_after == 7
assert cfg.no_progress_block_after == 8
def test_default_repeated_identical_failed_call_warns_without_blocking():
controller = ToolCallGuardrailController()
args = {"query": "same"}
decisions = []
for _ in range(5):
assert controller.before_call("web_search", args).action == "allow"
decisions.append(
controller.after_call("web_search", args, '{"error":"boom"}', failed=True)
)
assert decisions[0].action == "allow"
assert [d.action for d in decisions[1:]] == ["warn", "warn", "warn", "warn"]
assert {d.code for d in decisions[1:]} == {"repeated_exact_failure_warning"}
assert controller.before_call("web_search", args).action == "allow"
assert controller.halt_decision is None
def test_hard_stop_enabled_blocks_repeated_exact_failure_before_next_execution():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(
hard_stop_enabled=True,
exact_failure_warn_after=2,
exact_failure_block_after=2,
same_tool_failure_halt_after=99,
@@ -50,18 +110,16 @@ def test_repeated_identical_failed_call_warns_then_blocks_before_third_execution
second = controller.after_call("web_search", args, '{"error":"boom"}', failed=True)
assert second.action == "warn"
assert second.code == "repeated_exact_failure_warning"
assert second.count == 2
blocked = controller.before_call("web_search", args)
assert blocked.action == "block"
assert blocked.code == "repeated_exact_failure_block"
assert blocked.tool_name == "web_search"
assert blocked.count == 2
def test_success_resets_exact_signature_failure_streak():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(exact_failure_block_after=2, same_tool_failure_halt_after=99)
ToolCallGuardrailConfig(hard_stop_enabled=True, exact_failure_block_after=2, same_tool_failure_halt_after=99)
)
args = {"query": "same"}
@@ -73,9 +131,26 @@ def test_success_resets_exact_signature_failure_streak():
assert controller.before_call("web_search", args).action == "allow"
def test_same_tool_varying_args_failure_streak_warns_then_halts_independent_of_exact_streak():
def test_same_tool_varying_args_warns_by_default_without_halting():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(same_tool_failure_warn_after=2, same_tool_failure_halt_after=3)
)
first = controller.after_call("terminal", {"command": "cmd-1"}, '{"exit_code":1}', failed=True)
second = controller.after_call("terminal", {"command": "cmd-2"}, '{"exit_code":1}', failed=True)
third = controller.after_call("terminal", {"command": "cmd-3"}, '{"exit_code":1}', failed=True)
fourth = controller.after_call("terminal", {"command": "cmd-4"}, '{"exit_code":1}', failed=True)
assert first.action == "allow"
assert [second.action, third.action, fourth.action] == ["warn", "warn", "warn"]
assert {second.code, third.code, fourth.code} == {"same_tool_failure_warning"}
assert controller.halt_decision is None
def test_hard_stop_enabled_halts_same_tool_varying_args_failure_streak():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(
hard_stop_enabled=True,
exact_failure_block_after=99,
same_tool_failure_warn_after=2,
same_tool_failure_halt_after=3,
@@ -93,13 +168,34 @@ def test_same_tool_varying_args_failure_streak_warns_then_halts_independent_of_e
assert third.count == 3
def test_idempotent_no_progress_repeated_result_warns_then_blocks_future_repeat():
def test_idempotent_no_progress_repeated_result_warns_without_blocking_by_default():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(no_progress_warn_after=2, no_progress_block_after=2)
)
args = {"path": "/tmp/same.txt"}
result = "same file contents"
for _ in range(4):
assert controller.before_call("read_file", args).action == "allow"
decision = controller.after_call("read_file", args, result, failed=False)
assert decision.action == "warn"
assert decision.code == "idempotent_no_progress_warning"
assert controller.before_call("read_file", args).action == "allow"
assert controller.halt_decision is None
def test_hard_stop_enabled_blocks_idempotent_no_progress_future_repeat():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(
hard_stop_enabled=True,
no_progress_warn_after=2,
no_progress_block_after=2,
)
)
args = {"path": "/tmp/same.txt"}
result = "same file contents"
assert controller.before_call("read_file", args).action == "allow"
assert controller.after_call("read_file", args, result, failed=False).action == "allow"
assert controller.before_call("read_file", args).action == "allow"
@@ -126,7 +222,7 @@ def test_mutating_or_unknown_tools_are_not_blocked_for_repeated_identical_succes
def test_reset_for_turn_clears_bounded_guardrail_state():
controller = ToolCallGuardrailController(
ToolCallGuardrailConfig(exact_failure_block_after=2, no_progress_block_after=2)
ToolCallGuardrailConfig(hard_stop_enabled=True, exact_failure_block_after=2, no_progress_block_after=2)
)
controller.after_call("web_search", {"query": "same"}, '{"error":"boom"}', failed=True)
controller.after_call("web_search", {"query": "same"}, '{"error":"boom"}', failed=True)

View File

@@ -36,10 +36,11 @@ def _mock_response(content="Hello", finish_reason="stop", tool_calls=None):
return SimpleNamespace(choices=[choice], model="test/model", usage=None)
def _make_agent(*tool_names: str, max_iterations: int = 10) -> AIAgent:
def _make_agent(*tool_names: str, max_iterations: int = 10, config: dict | None = None) -> AIAgent:
with (
patch("run_agent.get_tool_definitions", return_value=_make_tool_defs(*tool_names)),
patch("run_agent.check_toolset_requirements", return_value={}),
patch("hermes_cli.config.load_config", return_value=config or {}),
patch("run_agent.OpenAI"),
):
agent = AIAgent(
@@ -69,7 +70,23 @@ def _seed_exact_failures(agent: AIAgent, tool_name: str, args: dict, count: int
)
def test_sequential_path_blocks_repeated_exact_failure_before_execution():
def _hard_stop_config(**overrides) -> dict:
cfg = {
"tool_loop_guardrails": {
"warnings_enabled": True,
"hard_stop_enabled": True,
"hard_stop_after": {
"exact_failure": 2,
"same_tool_failure": 8,
"idempotent_no_progress": 5,
},
}
}
cfg["tool_loop_guardrails"].update(overrides)
return cfg
def test_default_sequential_path_warns_repeated_exact_failure_without_blocking_execution():
agent = _make_agent("web_search")
args = {"query": "same"}
_seed_exact_failures(agent, "web_search", args)
@@ -77,6 +94,32 @@ def test_sequential_path_blocks_repeated_exact_failure_before_execution():
progress = []
agent.tool_start_callback = lambda *a, **k: starts.append((a, k))
agent.tool_progress_callback = lambda *a, **k: progress.append((a, k))
tc = _mock_tool_call("web_search", json.dumps(args), "c-soft")
msg = SimpleNamespace(content="", tool_calls=[tc])
messages = []
with patch("run_agent.handle_function_call", return_value=json.dumps({"error": "boom"})) as mock_hfc:
agent._execute_tool_calls_sequential(msg, messages, "task-1")
mock_hfc.assert_called_once()
assert len(starts) == 1
assert any(event[0][0] == "tool.completed" for event in progress)
assert len(messages) == 1
assert messages[0]["role"] == "tool"
assert messages[0]["tool_call_id"] == "c-soft"
assert "repeated_exact_failure_warning" in messages[0]["content"]
assert "repeated_exact_failure_block" not in messages[0]["content"]
assert agent._tool_guardrail_halt_decision is None
def test_config_enabled_hard_stop_blocks_repeated_exact_failure_before_execution():
agent = _make_agent("web_search", config=_hard_stop_config())
args = {"query": "same"}
_seed_exact_failures(agent, "web_search", args)
starts = []
progress = []
agent.tool_start_callback = lambda *a, **k: starts.append((a, k))
agent.tool_progress_callback = lambda *a, **k: progress.append((a, k))
tc = _mock_tool_call("web_search", json.dumps(args), "c-block")
msg = SimpleNamespace(content="", tool_calls=[tc])
messages = []
@@ -106,12 +149,12 @@ def test_sequential_after_call_appends_guidance_to_tool_result_without_extra_mes
assert [m["role"] for m in messages] == ["tool"]
assert messages[0]["tool_call_id"] == "c-warn"
assert "Tool guardrail" in messages[0]["content"]
assert "Tool loop warning" in messages[0]["content"]
assert "repeated_exact_failure_warning" in messages[0]["content"]
def test_concurrent_path_does_not_submit_blocked_calls_and_preserves_result_order():
agent = _make_agent("web_search")
def test_config_enabled_hard_stop_concurrent_path_does_not_submit_blocked_calls_and_preserves_result_order():
agent = _make_agent("web_search", config=_hard_stop_config())
blocked_args = {"query": "blocked"}
allowed_args = {"query": "allowed"}
_seed_exact_failures(agent, "web_search", blocked_args)
@@ -164,9 +207,39 @@ def test_plugin_pre_tool_block_wins_without_counting_as_toolguard_block():
assert agent._tool_guardrails.before_call("web_search", args).action == "allow"
def test_run_conversation_returns_controlled_guardrail_halt_without_top_level_error():
def test_default_run_conversation_warns_without_guardrail_halt():
agent = _make_agent("web_search", max_iterations=10)
same_args = {"query": "same"}
responses = [
_mock_response(
content="",
finish_reason="tool_calls",
tool_calls=[_mock_tool_call("web_search", json.dumps(same_args), f"c{i}")],
)
for i in range(1, 4)
]
responses.append(_mock_response(content="done", finish_reason="stop", tool_calls=None))
agent.client.chat.completions.create.side_effect = responses
with (
patch("run_agent.handle_function_call", return_value=json.dumps({"error": "boom"})) as mock_hfc,
patch.object(agent, "_persist_session"),
patch.object(agent, "_save_trajectory"),
patch.object(agent, "_cleanup_task_resources"),
):
result = agent.run_conversation("search repeatedly")
assert mock_hfc.call_count == 3
assert result["turn_exit_reason"].startswith("text_response")
assert "guardrail" not in result
assert result["final_response"] == "done"
tool_contents = [m["content"] for m in result["messages"] if m.get("role") == "tool"]
assert any("repeated_exact_failure_warning" in content for content in tool_contents)
def test_config_enabled_hard_stop_run_conversation_returns_controlled_guardrail_halt_without_top_level_error():
agent = _make_agent("web_search", max_iterations=10, config=_hard_stop_config())
same_args = {"query": "same"}
responses = [
_mock_response(
content="",